CLAIM STATUS DOCUMENTS
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June 12, 2026
Claim Status as of June 12, 2026

As of June 12, 2026, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,659 16.09%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 420 2.54%
Deemed Determined 3 0.02%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $20,315,073,558.27
Amount of SIPC Coverage Provided: $578,501,817.21
(SIPC Committed of $850,868,412.47 less $272,366,595.26 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of June 12, 2026

June 05, 2026
Claim Status as of June 5, 2026

As of June 5, 2026, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,659 16.09%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 420 2.54%
Deemed Determined 3 0.02%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $20,315,073,558.27
Amount of SIPC Coverage Provided: $578,501,817.21
(SIPC Committed of $850,868,412.47 less $272,366,595.26 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of June 5, 2026

May 29, 2026
Claim Status as of May 29, 2026

As of May 29, 2026, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,659 16.09%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 420 2.54%
Deemed Determined 3 0.02%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $20,315,073,558.27
Amount of SIPC Coverage Provided: $578,501,817.21
(SIPC Committed of $850,868,412.47 less $272,366,595.26 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of May 29, 2026

May 22, 2026
Claim Status as of May 22, 2026

As of May 22, 2026, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,659 16.09%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 420 2.54%
Deemed Determined 3 0.02%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $20,315,073,558.27
Amount of SIPC Coverage Provided: $578,501,817.21
(SIPC Committed of $850,868,412.47 less $272,366,595.26 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of May 22, 2026

May 15, 2026
Claim Status as of May 15, 2026

As of May 15, 2026, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,659 16.09%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 420 2.54%
Deemed Determined 3 0.02%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $20,315,073,558.27
Amount of SIPC Coverage Provided: $578,501,817.21
(SIPC Committed of $850,868,412.47 less $272,366,595.26 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of May 15, 2026

May 08, 2026
Claim Status as of May 8, 2026

As of May 8, 2026, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,659 16.09%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 420 2.54%
Deemed Determined 3 0.02%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $20,315,073,558.27
Amount of SIPC Coverage Provided: $578,501,817.21
(SIPC Committed of $850,868,412.47 less $272,366,595.26 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of May 8, 2026

May 01, 2026
Claim Status as of May 1, 2026

As of May 1, 2026, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,659 16.09%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 420 2.54%
Deemed Determined 3 0.02%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $20,315,073,558.27
Amount of SIPC Coverage Provided: $578,501,817.21
(SIPC Committed of $850,868,412.47 less $272,366,595.26 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of May 1, 2026

April 24, 2026
Claim Status as of April 24, 2026

As of April 24, 2026, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,659 16.09%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 420 2.54%
Deemed Determined 3 0.02%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $20,315,073,558.27
Amount of SIPC Coverage Provided: $578,501,817.21
(SIPC Committed of $850,868,412.47 less $272,366,595.26 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of April 24, 2026

April 17, 2026
Claim Status as of April 17, 2026

As of April 17, 2026, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,659 16.09%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 420 2.54%
Deemed Determined 3 0.02%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $20,315,073,558.27
Amount of SIPC Coverage Provided: $578,501,817.21
(SIPC Committed of $850,868,412.47 less $272,366,595.26 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of April 17, 2026

April 10, 2026
Claim Status as of April 10, 2026

As of April 10, 2026, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,659 16.09%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 420 2.54%
Deemed Determined 3 0.02%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $20,315,073,558.27
Amount of SIPC Coverage Provided: $578,501,817.21
(SIPC Committed of $850,868,412.47 less $272,366,595.26 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of April 10, 2026