CLAIM STATUS DOCUMENTS
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November 15, 2024
Claim Status as of November 15, 2024

As of November 15, 2024, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,656 16.08%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 9 0.05%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $592,246,926.19
(SIPC Committed of $850,368,412.47 less $258,121,486.28 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of November 15, 2024

November 08, 2024
Claim Status as of November 8, 2024

As of November 8, 2024, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,656 16.08%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 9 0.05%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $592,246,926.19
(SIPC Committed of $850,368,412.47 less $258,121,486.28 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of November 8, 2024

November 01, 2024
Claim Status as of November 1, 2024

As of November 1, 2024, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,656 16.08%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 9 0.05%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $592,246,926.19
(SIPC Committed of $850,368,412.47 less $258,121,486.28 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of November 1, 2024

October 25, 2024
Claim Status as of October 25, 2024

As of October 25, 2024, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,656 16.08%
Determined - No Claim 12 0.07%
Denied 2,693 16.30%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 9 0.05%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $592,246,926.19
(SIPC Committed of $850,368,412.47 less $258,121,486.28 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of October 25, 2024

October 18, 2024
Claim Status as of October 18, 2024

As of October 18, 2024, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,656 16.08%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 10 0.06%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $592,246,926.19
(SIPC Committed of $850,368,412.47 less $258,121,486.28 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of October 18, 2024

October 11, 2024
Claim Status as of October 11, 2024

As of October 11, 2024, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,656 16.08%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 10 0.06%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $592,246,926.19
(SIPC Committed of $850,368,412.47 less $258,121,486.28 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of October 11, 2024

October 04, 2024
Claim Status as of October 4, 2024

As of October 4, 2024, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,656 16.08%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 10 0.06%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $592,246,926.19
(SIPC Committed of $850,368,412.47 less $258,121,486.28 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of October 4, 2024

September 27, 2024
Claim Status as of September 27, 2024

As of September 27, 2024, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,656 16.08%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 10 0.06%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $592,246,926.19
(SIPC Committed of $850,368,412.47 less $258,121,486.28 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of September 27, 2024

September 20, 2024
Claim Status as of September 20, 2024

As of September 20, 2024, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,656 16.08%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 10 0.06%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $592,246,926.19
(SIPC Committed of $850,368,412.47 less $258,121,486.28 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of September 20, 2024

September 13, 2024
Claim Status as of September 13, 2024

As of September 13, 2024, the SIPA Trustee provides the following information regarding customer claims:

Total Claims 16,521
Total Determined Claims 16,521 100.00%
Allowed 2,656 16.08%
Determined - No Claim 12 0.07%
Denied 2,692 16.29%
Denied - CWAA* 10,734 64.97%
Withdrawn 417 2.52%
Deemed Determined 10 0.06%
Remaining To Determine - 0.00%

Amount of Allowed Claims: $19,556,254,133.27
Amount of SIPC Coverage Provided: $592,246,926.19
(SIPC Committed of $850,368,412.47 less $258,121,486.28 subrogation payment) 
*Denotes - Claimants Without An Account

Claim Status as of September 13, 2024